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Independent AML Review
Annual Review
New and Continuing Membership Applications
Exam Preparation and Guidance
WSPs and Internal Controls
Branch Office and OSJ Reviews
Regulatory Mandated Consulting
Continuing Education
Other Regulatory Matters
Crisis Management
Investment Advisor Services
Hedge Fund Registation
Hedge Fund Registation

Effective July 21, 2011 the SEC will require many hedge funds to register with the SEC that were previously exempt from registration.  While the deadline has been pushed back to the begining of 2012, hedge funds administrators need to be ready to handle increased compliance duties.

MCD Consulting can guide you through the registration process and ensure that all duties and obligations are met on time.

Initial registration of investment advisers and hedge funds includes the following steps:

  • Designate Chief Compliance Officer and begin creating a culture of compliance
  • Develop policies and procedures
  • Gather and analyze necessary information to complete Form ADV Parts 1 & 2
  • Complete and submit entitlement forms to obtain IARD account
  • Finalize and implement policies and procedures
  • Submit Form ADV and finalize registration
Use MCD Consulting's expertise so that you can focus on what you do best- serving your clients and growing your business. 

MCD Consulting
Sensible Solutions.  Exceptional Service.

email:  info@mcd-consulting.com
phone:  815-295-3994

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